COMMON QUESTIONS

Why Wealth Management?

What does CollaborativeWealth's ideal client look like?

Do I have to invest with you if we build a plan?

What makes CollaborativeWealth Different than other wealth management firms?

Do you have a minimum account size?

Why do I need a comprehensive wealth plan?

Will I give up any control if CollaborativeWealth manages my assets?

Is my privacy protected?

Can I use CollaborativeWealth for investment services only?

Why Wealth Management?

Many clients are customers today in the financial services showroom, and there are bits and pieces of the car scattered all over, but assembly is required. Most of the parts are not even in the showroom and that is what leads to the failure rate. If a firm's mission is to deal with the next quarter, then they are in the financial services business. If it is the next generation, then be in the wealth management business. Many financial service firms do a great job building wealth, but if the concern is building AND moving that wealth down the generations, the wealth management model is the correct one.

REASON'S TO ENGAGE IN OUR WEALTH MANAGEMENT SERVICES:

To centralize the management of the assets of the entire family and increase its buying power
To manage the substantial liquid assets generated from the sale of a business or wealth from an inheritance
To allow current and future family members to pursue happiness while we manage their personal financial assets
To free up time so the professionals in the family can concentrate on business
To maintain the confidentiality of personal assets by managing the separation of personal financial assets from the operating business assets
To manage the increasing services the family needs as it grows to multiple generations
To replace the expertise of the founder of the assets who is no longer willing or able to manage the assets

What does CollaborativeWealth's ideal client look like?

Our ideal client has nothing to do with the amount of money they have. The basis for the quality of the relationship is whether we would enjoy partnering with each other. Our source of new clients is primarily through referrals, and we understand that they will come naturally if there is an enjoyable working relationship.

Do I have to invest with you if we build a plan?

Like you are able to see in the illustrations, our process is 2 phases; A planning phase and an implementation phase. While we feel it would be most beneficial to the client to implement with the firm who knows their situation as well as they do, we understand that there are many families who would prefer to implement the plan on their own.

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What makes CollaborativeWealth different than other wealth management firms?

As one of the Southwest's premier wealth management, investment, and risk management firms, we offer our clients unparalleled objectivity, historical perspective and solid stability. Our commitment to meticulous planning, methodical execution and long-term thinking delivers unmatched client results.

Do you have a minimum account size?

There are no minimums for investment accounts under CollaborativeWealth's management. However, there is a $100,000 household minimum for the Strategic asset management services offered through Linsco/Private Ledger, which is our comprehensive asset management offering.

Why do I need a comprehensive wealth plan?

For starters·security and peace-of-mind. We deliver maximum value by assembling the many pieces of your financial picture, putting them to work together and strengthening their potential. We formulate a wealth plan by bringing your financial situation into focus so you don't have to worry about your wealth being eroded by inefficient investment strategies or mismanagement.

Will I give up any control if CollaborativeWealth™ manages my assets?

No. While our experienced wealth management advisors manage your liquid assets, it is only done in accordance with your goals and objectives. You maintain as little or as much direct involvement and participation in your affairs as you desire. We help you set the strategy; then we implement it for you, relieving you of the stresses involved with managing the complexities of your financial situation.

Is my privacy protected?

We consider your privacy before all else. The confidentiality of our clients is paramount. We do not discuss your financial holdings, actions or concerns with anyone without your permission.

Can I use CollaborativeWealth™ for investment services only?

While we welcome clients who only need our investment services, we provide much more than the financial management company. Our clients also receive incredibly personalized care through our ongoing annual reviews. A plan will provide for a basis in which we can most accurately build an investment policy.

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Advisory Services and Financial Planning offered through CollaborativeWealth™ Management, Inc. ö A Registered Investment Advisor
All Securities Offered Through LPL Financial ö Member FINRA / SIPC

LPL Financial Representatives offer access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial

The LPL Financial Registered Representatives associated with this site may only
transact securities business in the following states: TX, FL, IN, AL, GA, TN, NC, VA, MA, MD, PA

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	COMMON QUESTIONS Why Wealth Management? What does CollaborativeWealth's ideal client look like? Do I have to invest with you if we build a plan? What makes CollaborativeWealth Different than other wealth management firms? Do you have a minimum account size? Why do I need a comprehensive wealth plan? Will I give up any control if CollaborativeWealth manages my assets? Is my privacy protected? Can I use CollaborativeWealth for investment services only? Why Wealth Management? Many clients are customers today in the financial services showroom, and there are bits and pieces of the car scattered all over, but assembly is required. Most of the parts are not even in the showroom and that is what leads to the failure rate. If a firm's mission is to deal with the next quarter, then they are in the financial services business. If it is the next generation, then be in the wealth management business. Many financial service firms do a great job building wealth, but if the concern is building AND moving that wealth down the generations, the wealth management model is the correct one. REASON'S TO ENGAGE IN OUR WEALTH MANAGEMENT SERVICES: To centralize the management of the assets of the entire family and increase its buying power To manage the substantial liquid assets generated from the sale of a business or wealth from an inheritance To allow current and future family members to pursue happiness while we manage their personal financial assets To free up time so the professionals in the family can concentrate on business To maintain the confidentiality of personal assets by managing the separation of personal financial assets from the operating business assets To manage the increasing services the family needs as it grows to multiple generations To replace the expertise of the founder of the assets who is no longer willing or able to manage the assets What does CollaborativeWealth's ideal client look like? Our ideal client has nothing to do with the amount of money they have. The basis for the quality of the relationship is whether we would enjoy partnering with each other. Our source of new clients is primarily through referrals, and we understand that they will come naturally if there is an enjoyable working relationship. Do I have to invest with you if we build a plan? Like you are able to see in the illustrations, our process is 2 phases; A planning phase and an implementation phase. While we feel it would be most beneficial to the client to implement with the firm who knows their situation as well as they do, we understand that there are many families who would prefer to implement the plan on their own. ^ Top What makes CollaborativeWealth different than other wealth management firms? As one of the Southwest's premier wealth management, investment, and risk management firms, we offer our clients unparalleled objectivity, historical perspective and solid stability. Our commitment to meticulous planning, methodical execution and long-term thinking delivers unmatched client results. Do you have a minimum account size? There are no minimums for investment accounts under CollaborativeWealth's management. However, there is a $100,000 household minimum for the Strategic asset management services offered through Linsco/Private Ledger, which is our comprehensive asset management offering. Why do I need a comprehensive wealth plan? For starters·security and peace-of-mind. We deliver maximum value by assembling the many pieces of your financial picture, putting them to work together and strengthening their potential. We formulate a wealth plan by bringing your financial situation into focus so you don't have to worry about your wealth being eroded by inefficient investment strategies or mismanagement. Will I give up any control if CollaborativeWealth™ manages my assets? No. While our experienced wealth management advisors manage your liquid assets, it is only done in accordance with your goals and objectives. You maintain as little or as much direct involvement and participation in your affairs as you desire. We help you set the strategy; then we implement it for you, relieving you of the stresses involved with managing the complexities of your financial situation. Is my privacy protected? We consider your privacy before all else. The confidentiality of our clients is paramount. We do not discuss your financial holdings, actions or concerns with anyone without your permission. Can I use CollaborativeWealth™ for investment services only? While we welcome clients who only need our investment services, we provide much more than the financial management company. Our clients also receive incredibly personalized care through our ongoing annual reviews. A plan will provide for a basis in which we can most accurately build an investment policy. ^ Top

Advisory Services and Financial Planning offered through CollaborativeWealth™ Management, Inc. ö A Registered Investment Advisor All Securities Offered Through LPL Financial ö Member FINRA / SIPC LPL Financial Representatives offer access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial The LPL Financial Registered Representatives associated with this site may only transact securities business in the following states: TX, FL, IN, AL, GA, TN, NC, VA, MA, MD, PA View Our Privacy Policy Collaborative Wealth™ - A Registered Trademark 2007; All Rights Reserved